Todd Smallwood

Bio

Todd brings decades of experience in trading, compliance, and leadership across investment advisory, investment management, and retirement plan consulting firms. He leverages his deep expertise to provide practical, strategic solutions that support a wide range of business needs.

Before joining Procyon, Todd served in senior compliance and operational leadership roles at several firms, including Chief Compliance Officer of Sugarloaf Wealth Management; Compliance Officer at Advisor Group; Deputy CCO of Triad Advisors; and CCO and Director of Trading and Operations at Lindner Capital Advisors. He also held positions as CCO and Director of Investments at Clear Investment Research, and as CCO, Director of Trading and Operations at Timbervest.

Earlier in his career, Todd was Associate Partner and Senior International Equity Trader at Invesco and Assistant Vice President in Institutional Equity Sales Trading at Merrill Lynch.

Todd earned dual degrees from Syracuse University—a BS in Economics and a BA in Philosophy—where he was the 23rd member of his family to graduate. He is also an active member of the National Society of Compliance Professionals.

Based in Atlanta, Todd and his wife are proud parents of three children. Outside of work, he enjoys live music, fishing, and tackling hands-on building and repair projects.